Cyndi Richardson
Cyndi Richardson is a registered investment advisor at Cetera Investment Advisers LLC, based in Alliance, NE, with 22 years of industry experience. Cyndi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
910 W. 10th Street, Alliance, NE, 69301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cyndi is the President/Owner, Accountant, and Enrolled Agent at JAG Professional Services, Inc., an accounting practice, dedicating nearly full-time hours to this role. She also sells health and supplemental insurance through various companies, spending a few hours per week on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations5 states
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