David Birnbaum is a registered investment advisor at Morgan Stanley, based in New York, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2019 - Present · 6 yrs 11 mos
Morgan StanleyBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - May 2019 · 9 mos
Morgan Stanley
October 2010 - September 2016 · 5 yrs 11 mos
Morgan StanleyBroker
September 2010 - September 2016 · 6 yrs
Wells Fargo Advisors, LLCBroker
June 2007 - August 2010 · 3 yrs 2 mos
Hsbc Securities (USA) INC.Broker
April 2006 - April 2007 · 1 yr
Chase Investment Services CORP.Broker
December 2003 - February 2006 · 2 yrs 2 mos
Metlife Securities INC.Broker
July 2003 - December 2003 · 5 mos
Metropolitan Life Insurance CompanyBroker
July 2003 - December 2003 · 5 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.