Gary Smith
Gary Smith is a CFP, ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Portland, ME, with 19 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
75 Pearl Street, Suite 204, Portland, ME, 04101
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Regulatory History (1)
Regulatory
May 2005Other Business ActivitiesSells Insurance
Gary is an advisory representative of a registered investment advisor (RIA), dedicating full-time hours to this role. He also owns New England Medicare Advisors, focusing on insurance/benefits/human resources, and spends a few hours per week on this. Gary is also Secretary of The Osprey Avenue Private Road Association, spending minimal time on it, and owns Wealthsmith Financial Planning LLC, spending more than full-time hours on it.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Securities America, INC.Broker
Afs Brokerage, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.