Gabriel Epstein
Gabriel Epstein is a registered investment advisor at Integrity Alliance, LLC, based in Brooklyn, NY, with 22 years of industry experience. Gabriel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
Brooklyn, NY
Get directionsHistory
Regulatory History (1)
Judgment / Lien
January 2010Other Business ActivitiesSells Insurance
Gabriel is a minority owner of Lion Street, Inc., a network of life insurance professionals, dedicating minimal time. He also works as an administrator for Lighthouse Planning Group, an insurance DBA, spending about a quarter of his time there.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.