Michael O'keefe is a registered investment advisor, based in Roanoke, VA, with 22 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
10 Franklin Rd Se, Ste 500, Roanoke, VA, 24011
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Regulatory History (1)
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Customer Dispute
September 2017Denied
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
September 2018 - February 2021 · 2 yrs 5 mos
Bb&t Securities, LLCBroker
September 2018 - February 2021 · 2 yrs 5 mos
Suntrust Advisory Services, INC.
September 2016 - September 2018 · 2 yrs
Suntrust Investment Services, INC.Broker
October 2011 - September 2018 · 6 yrs 11 mos
Suntrust Investment Services, INC.
October 2011 - December 2016 · 5 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Citigroup Global Markets INC.
November 2007 - June 2009 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
November 2007 - June 2009 · 1 yr 7 mos
Signator Investors, INC.
June 2004 - December 2007 · 3 yrs 6 mos
Signator Investors, INC.Broker
October 2003 - December 2007 · 4 yrs 2 mos
State Registrations44 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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