Dwayne Dills
Dwayne Dills is a CFP-designated registered investment advisor at LPL Financial LLC, based in Asheville, NC, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
460 Weaverville Rd, Ste 4, Asheville, NC, 28804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwayne is involved with Security Planning Agency LLC, selling non-variable insurance, and spends minimal time on this. He also works at Dwayne M Dills CPA CFP` PC doing tax preparation and accounting, dedicating nearly full-time hours. Finally, he is associated with Security Planning Advisors as a DBA for LPL business, also dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
Southeast Investments, N.c., INC.Broker
U.S. Wealth Advisors, LLC.Broker
Aig Financial Advisors, INC.Broker
US Financial Advisors, LLC
Sunamerica Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.