Seth Waltman is a registered investment advisor, based in Watkinsville, GA, with 22 years of industry experience.
Location
1551 Jennings Mill Rd, 2600C, Watkinsville, GA, 30677
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Regulatory History (2)
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Customer Dispute
July 2022Settled
Customer Dispute
December 2014Settled
Other Business Activities
Seth is a board member for St. Mary's Hospital Foundation, dedicating minimal time to attend meetings. He also works as a triathlon coach and as an investment advisor with Kingswood Wealth Advisors LLC DBA Phoenix Asset Advisors, which takes nearly all of his time.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
February 2026 - Present · 5 mos
Kingswood Wealth Advisors, LLC
July 2024 - Present · 2 yrs
Previous Registrations
M. S. Howells & CO.Broker
September 2016 - February 2026 · 9 yrs 5 mos
Eudaimonia Partners, LLC
September 2016 - April 2025 · 8 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
February 2011 - September 2016 · 5 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2011 - September 2016 · 5 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Citigroup Global Markets INC.
March 2007 - June 2009 · 2 yrs 3 mos
Citigroup Global Markets INC.Broker
June 2006 - June 2009 · 3 yrs
Edward JonesBroker
November 2003 - June 2006 · 2 yrs 7 mos
Metlife Securities INC.Broker
August 2003 - October 2003 · 2 mos
Metropolitan Life Insurance CompanyBroker
August 2003 - October 2003 · 2 mos
State Registrations6 states
CAGANCSCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.