JM
JM
John Mcconnell is a registered investment advisor, based in Scottsdale, AZ, with 7 years of industry experience.
Location
14321 North Northsight Blvd, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
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Criminal
September 2000Final Disposition
Other Business ActivitiesSells Insurance
John maintains life and disability insurance licenses since 2003. He dedicates minimal time to this activity.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
June 2022 - Present · 3 yrs 11 mos
Vanguard Marketing Corporation
June 2022 - Present · 3 yrs 11 mos
Vanguard Advisers, INC.
May 2022 - Present · 4 yrs
Previous Registrations
Mgo One Seven
October 2020 - May 2022 · 1 yr 7 mos
Sowell Management
September 2020 - October 2020 · 1 mo
Princor Financial Services CorporationBroker
August 2014 - November 2014 · 3 mos
Metlife Securities INC.
February 2014 - August 2014 · 6 mos
Metlife Securities INC.Broker
October 2013 - August 2014 · 10 mos
Morgan Stanley
January 2004 - August 2004 · 7 mos
Morgan Stanley Dw INC.Broker
December 2003 - August 2004 · 8 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.