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Robert Williams

Kestra Advisory Services, LLC
31 Years of Experience
Maitland, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert Williams is a registered investment advisor at Kestra Advisory Services, LLC, based in Maitland, FL, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Maitland, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1991
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert provides administrative support to a registered representative and engages in registered rep activities through Security Financial Management, taking about half of his time. He also works full-time as an Investment Advisory Representative through Kestra Advisory Services, LLC.

Employment History
Current Registrations
Kestra Advisory Services, LLC
February 2022 - Present · 4 yrs 8 mos
Kestra Investment Services, LLC
January 2022 - Present · 4 yrs 9 mos
Kestra Investment Services, LLCBroker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Concourse Financial Group Advisors
October 2016 - February 2022 · 5 yrs 4 mos
Concourse Financial Group Securities, INC.Broker
December 2013 - February 2022 · 8 yrs 2 mos
LPL Financial LLC
April 2010 - May 2011 · 1 yr 1 mo
LPL Financial LLCBroker
February 2010 - May 2011 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
April 2001 - March 2004 · 2 yrs 11 mos
Randell Securities, INC.Broker
February 1989 - October 1989 · 8 mos
The Planner's Securities Group, INC.Broker
November 1986 - June 1988 · 1 yr 7 mos
Investacorp, INC.Broker
April 1985 - December 1986 · 1 yr 8 mos
The Robinson-Humphrey Company INC.Broker
October 1983 - April 1985 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1982 - October 1983 · 1 yr 7 mos
Dean Witter Reynolds INC.Broker
February 1978 - November 1981 · 3 yrs 9 mos
Reynolds Securities, INC.Broker
July 1974 - February 1978 · 3 yrs 7 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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