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Steven Rountos

16 Years of Experience
Ridgefield, CT
Broker

Steven Rountos is a registered investment advisor at Morgan Stanley, based in Ridgefield, CT, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

90 Grove Street, Ridgefield, CT, 06877

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven is the owner of SWI, LLC, a restaurant in Reddington, CT, since 2012. He is also a sole proprietor/owner/partner of 109 Black Rock LLC (since 2017) and a member of 382276 - Lot 59 LLC (since 2019), both real estate related.

Employment History
Current Registrations
Morgan StanleyBroker
February 2016 - Present · 10 yrs 3 mos
Morgan Stanley
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Nauticos Investment Advisors, LLC
January 2013 - December 2014 · 1 yr 11 mos
Nauticos Investment Advisors, LLC
August 2009 - December 2012 · 3 yrs 4 mos
Berenson & Company, LLCBroker
August 2003 - July 2004 · 11 mos
State Registrations31 states
ARAZCACOCTDCDEFLGAILKSLAMAMDMNMONCNHNJNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Steven Rountos - Financial Advisor | TrueAdvisor