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Douglas Longo

20 Years of Experience
Austin, TX
Broker

Douglas Longo is a registered investment advisor, based in Austin, TX, with 20 years of industry experience.

Location

6300 Bee Cave Road, Building One, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Dfa Securities LLCBroker
April 2014 - Present · 12 yrs 1 mo
Dimensional Fund Advisors LP
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - September 2013 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - September 2013 · 5 yrs 3 mos
Bear, Stearns & CO. INC.Broker
August 2005 - May 2008 · 2 yrs 9 mos
New England SecuritiesBroker
July 2003 - November 2003 · 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Longo - Financial Advisor | TrueAdvisor