Tsunghsin Chen is a registered investment advisor, based in San Diego, CA, with 21 years of industry experience.
Location
7323 Convoy Ct Ste B111, San Diego, CA, 92111-1129
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tsunghsin is a co-owner of a residential rental property since 2011, spending minimal time on tenant management. This activity is not investment-related.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
September 2021 - Present · 4 yrs 8 mos
Allstate Financial Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cetera Investment Advisers LLC
September 2017 - August 2021 · 3 yrs 11 mos
Cetera Investment Services LLCBroker
September 2017 - August 2021 · 3 yrs 11 mos
LPL Financial LLC
March 2017 - September 2017 · 6 mos
LPL Financial LLCBroker
February 2017 - September 2017 · 7 mos
Cetera Investment Advisers LLC
January 2014 - February 2017 · 3 yrs 1 mo
Cetera Investment Services LLC
October 2006 - January 2014 · 7 yrs 3 mos
Cetera Investment Services LLCBroker
October 2006 - February 2017 · 10 yrs 4 mos
Uvest Financial Services Group, INC.
September 2004 - October 2006 · 2 yrs 1 mo
Uvest Financial Services Group, INC.Broker
September 2004 - October 2006 · 2 yrs 1 mo
Primevest Financial Services, INC.Broker
September 2003 - February 2004 · 5 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.