Jeffrey Jennings is a registered investment advisor, based in Larkspur, CA, with 22 years of industry experience.
Location
Larkspur, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Allspring Funds Management, LLC
March 2022 - Present · 4 yrs 4 mos
Allspring Funds Distributor, LLC
March 2022 - Present · 4 yrs 4 mos
Allspring Funds Distributor, LLCBroker
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Putnam Investment Management, LLC
March 2020 - February 2022 · 1 yr 11 mos
Putnam Retail Management Limited PartnershipBroker
June 2015 - February 2022 · 6 yrs 8 mos
Hartford Funds Distributors, LLCBroker
April 2013 - May 2015 · 2 yrs 1 mo
Symetra Investment Services, INC.Broker
June 2012 - December 2012 · 6 mos
Symetra Securities, INC.Broker
March 2012 - April 2013 · 1 yr 1 mo
Sun Life Financial Distributors, INC.Broker
August 2010 - December 2011 · 1 yr 4 mos
Guardian Investor Services LLCBroker
March 2009 - August 2010 · 1 yr 5 mos
Planco Financial Services, LLCBroker
August 2003 - February 2009 · 5 yrs 6 mos
State Registrations2 states
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Exams
No exam information available for this advisor.