Dawn Dries is a registered investment advisor at Morgan Stanley, based in Omaha, NE, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
13625 California Street, Suite 400, Omaha, NE, 68154
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - April 2011 · 3 mos
Wells Fargo Advisors, LLCBroker
January 2011 - April 2011 · 3 mos
Wells Fargo Investments, LLC
September 2008 - January 2011 · 2 yrs 4 mos
Wells Fargo Investments, LLCBroker
July 2004 - January 2011 · 6 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.