Charles Lee
Charles Lee is a registered investment advisor at Bankers Life Advisory Services, INC., based in Farmington, CT, with 20 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,822 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bankers Life Advisory Services (BLAS) charges an annual fee for managing your investment portfolio, ranging from 0.50% to 2.5% of the portfolio's value. This fee is negotiable. The fee is deducted from your account quarterly in advance.
Location
195 Scott Swamp Road 2nd FL, Farmington, CT, 06032
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2019Customer Dispute
September 2019Customer Dispute
August 2013Other Business ActivitiesSells Insurance
Charles is an agent for Bankers Life & Casualty Company, helping clients with Medicare, life, and long-term care insurance. This role takes nearly full-time hours.
Employment History
Current Registrations
Bankers Life Advisory Services, INC.
Bankers Life Securities, INC.Broker
Previous Registrations
Proequities, INC.Broker
Investment Advisors
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.