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Matthew Herman

Integrity Alliance, LLC
22 Years of Experience
Somersworth, NH
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Matthew Herman is a registered investment advisor at Integrity Alliance, LLC, based in Somersworth, NH, with 22 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.

Integrity Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
10,885 clients
Average Client Portfolio
$497K average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M1.00%
$3M+0.50%

Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

259 Nh-108, Somersworth, NH, 03878

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
Customer Dispute
January 2013
Denied
Regulatory
October 2010
Final
Criminal
February 2002
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew owns real estate, including the building where Gateway Retirement Solutions is located, and co-owns Gateway Property & Casualty, managing its insurance aspects. He also oversees insurance agents for American Senior Benefits and has ownership stakes in Seacoast Services Group and MWSG Holdings, LLC, dedicating about half his time to these activities.

Employment History
Current Registrations
Integrity Alliance, LLC
March 2026 - Present · 7 mos
Integrity Alliance, LLC.Broker
March 2026 - Present · 7 mos
Previous Registrations
Lincoln InvestmentBroker
March 2019 - February 2026 · 6 yrs 11 mos
Lincoln Investment
February 2019 - February 2026 · 7 yrs
Capital Analysts
February 2019 - February 2026 · 7 yrs
Regal Investment Advisors LLC
January 2019 - February 2019 · 1 mo
Regulus Advisors, LLCBroker
January 2019 - February 2019 · 1 mo
Questar Asset Management, INC.
February 2016 - January 2019 · 2 yrs 11 mos
Questar Capital CorporationBroker
February 2016 - January 2019 · 2 yrs 11 mos
Proequities, INC.Broker
December 2010 - March 2016 · 5 yrs 3 mos
Investment Advisors
March 2010 - March 2016 · 6 yrs
Uvest Financial Services Group, INC.
October 2005 - May 2010 · 4 yrs 7 mos
Uvest Financial Services Group, INC.Broker
October 2005 - May 2010 · 4 yrs 7 mos
Prudential Financial Planning Services
December 2003 - October 2005 · 1 yr 10 mos
Pruco Securities, LLC.Broker
September 2003 - October 2005 · 2 yrs 1 mo
State Registrations14 states
CTFLGAINLAMAMENCNHNYRISCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Matthew Herman - Financial Advisor | TrueAdvisor