SD
SD

Svitlana Dorofina

21 Years of Experience
Plantation, FL
Broker

Svitlana Dorofina is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Plantation, FL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

600 N Pine Island Rd, Plantation, FL, 33324

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - Present · 17 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - Present · 17 yrs 5 mos
Previous Registrations
Wachovia Securities, LLC
June 2006 - November 2008 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
June 2004 - November 2008 · 4 yrs 5 mos
Pruco Securities CorporationBroker
September 2003 - December 2003 · 3 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.