JC
JC

John-Paul Cirigliano

17 Years of Experience
New York, NY
Broker

John-Paul Cirigliano is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 17 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
December 2015 - Present · 10 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Barclays Capital INC.
July 2015 - December 2015 · 5 mos
Barclays Capital INC.Broker
June 2015 - December 2015 · 6 mos
Maxim Group LLCBroker
October 2011 - November 2011 · 1 mo
Barclays Capital INC.Broker
September 2008 - September 2011 · 3 yrs
Lehman Brothers INC.Broker
January 2006 - September 2008 · 2 yrs 8 mos
Chapdelaine Corporate Securities & COBroker
November 2003 - July 2004 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John-Paul Cirigliano - Financial Advisor | TrueAdvisor