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CFP
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CFP

Brandon Grundy

Ridgeview Financial Planning
20 Years of Experience
Palm Harbor, FL
1 Disclosure
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Brandon Grundy is a CFP-designated registered investment advisor at Ridgeview Financial Planning, based in Palm Harbor, FL, with 20 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 125 clients with $110M in assets under management.

Ridgeview Financial Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
125 clients
Average Client Portfolio
$880K average
Assets Under Management
$110.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1M+0.50%

Published fees may be discounted at the firm's discretion but are not negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Palm Harbor, FL

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History

Regulatory History (1)
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Customer Dispute
May 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ridgeview Financial Planning
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2009 - August 2014 · 5 yrs 2 mos
Cuso Financial Services, L.P.
April 2007 - May 2009 · 2 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
April 2006 - April 2007 · 1 yr
State Registrations3 states
CAFLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Additional Information

Brandon Grundy is the founder and Principal of Ridgeview Financial Planning. He has over ten years of experience within the financial services industry, managing investments for clients and helping them plan their financial future. During this time he has worked for brokerage firms, conducted workshops, and worked with a variety of clients. Brandon has a passion for planning and investment management and felt compelled to start Ridgeview Financial Planning after growing frustrated with the state of the financial services industry. The balance had shifted too far away from clients so Brandon decided to do something about it.

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