RF
RF

Richard Francis

36 Years of Experience
Walpole, NH

Richard Francis is a registered investment advisor at Cygnet Investment CO., INC., based in Walpole, NH, with 36 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 14 clients with $11M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$11.4M

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Walpole, NH

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cygnet Investment CO., INC.
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Cygnet Investment CO., INC.
January 1990 - December 2018 · 28 yrs 11 mos
State Registrations1 state
NH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.