Dylan Brooks
Dylan Brooks is a CFP-designated registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Telluride, CO, with 22 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,942 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berthel Fisher offers asset management services through various platforms. Fees are based on the amount of assets managed and are negotiable, with a maximum of 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may incur additional charges from third parties, such as mutual fund expenses and IRA fees. Berthel Fisher prohibits purchases of 12b-1 fee-paying share classes in managed accounts. Clients should discuss the costs and benefits of each platform with their advisor to select the most suitable option.
Location
220 S Pine St, Telluride, CO, 81435
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dylan owns an independent insurance agency, Dylan Brooks Financial Planning, selling health, disability, and life insurance since January 2023. He is also a board member of Telluride Repertory Theatre, Inc. since 2008, and a financial professional for 1st & Main Investments, taking nearly full-time.
Employment History
Current Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Mutual Advisors, LLC
Mutual Securities, INC.
Mutual Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations12 states
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