TG
TG

Thomas Gowin

21 Years of Experience
Bloomington, IN
Broker

Thomas Gowin is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Bloomington, IN, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

121 North Pete Ellis Drive, Suite 101, Bloomington, IN, 47408

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLCBroker
August 2013 - October 2019 · 6 yrs 2 mos
J.J.B. Hilliard, W.L. Lyons, LLC
August 2013 - October 2019 · 6 yrs 2 mos
Oneamerica Securities, INC.
June 2010 - August 2013 · 3 yrs 2 mos
Oneamerica Securities, INC.Broker
June 2010 - August 2013 · 3 yrs 2 mos
Bedel Financial Consulting INC
July 2009 - March 2010 · 8 mos
Oneamerica Securities, INC.Broker
August 2003 - December 2008 · 5 yrs 4 mos
State Registrations28 states
AZCACOCTFLGAILINKYMAMDMEMOMTNCNJNMNYOHPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.