Chad Nicklaus is a registered investment advisor at LPL Financial LLC, based in Dixon, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
319 W 1st St, Dixon, IL, 61021-2932
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chad operates Nicklaus Financial Service as a DBA for his LPL business and also through Nicklaus Financial Service LLC, where he provides tax preparation and accounting services, dedicating about 10-20% of his time. He is also an agent for AIG and Blue Cross Blue Shield of Illinois/Mutual of Omaha, selling non-variable and health insurance, spending minimal time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
American General Securities IncorporatedBroker
State Registrations13 states
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