David Matthews is a registered investment advisor, based in Addison, TX, with 22 years of industry experience.
Location
15725 Dallas Parkway, Suite 600, Addison, TX, 75001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allworth Financial, L.P.
May 2024 - Present · 2 yrs 2 mos
Aw SecuritiesBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2021 - January 2024 · 2 yrs 6 mos
Charles Schwab & CO., INC.Broker
July 2021 - January 2024 · 2 yrs 6 mos
TD Ameritrade Investment Management, LLC
December 2014 - September 2023 · 8 yrs 9 mos
TD Ameritrade, INC.
September 2006 - October 2022 · 16 yrs 1 mo
TD Ameritrade, INC.Broker
April 2006 - December 2023 · 17 yrs 8 mos
Amerivest Investment Management, LLC
November 2004 - December 2014 · 10 yrs 1 mo
Ameritrade, INC.Broker
November 2004 - April 2006 · 1 yr 5 mos
Wells Fargo Investments, LLC
December 2003 - October 2004 · 10 mos
Wells Fargo Investments, LLCBroker
October 2003 - October 2004 · 1 yr
State Registrations2 states
CATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.