Kevin Barletta
Kevin Barletta is a registered investment advisor at International Assets Investment Management, LLC, based in Hopewell Junction, NY, with 22 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.
Fee Estimator
Location
Hopewell Junction, NY
Get directionsHistory
Regulatory History (3)
Regulatory
October 2020Employment Separation After Allegations
December 2016Criminal
August 2002Other Business Activities
Kevin is the Golf VP and Chairman at Mahopac Golf and Beach Club, dedicating minimal time. He is also an advisor with International Assets Investment Management LLC, working nearly full-time, and a passive investor in Dig Inn restaurant, dedicating minimal time.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
LPL Financial LLCBroker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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