Troy Thomas

Mcdermott Investment Advisors, LLC

22 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Mcdermott Investment Advisors, LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

11 advisors

Number of Clients

709 clients

Average Client Portfolio

$298K average

Assets Under Management

$211.0M

Fee Structure

Minimum Investment:$100K

Location

780 Fifth Avenue South, Suite 200, Naples, FL, 34102

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2023

Settled

Customer Dispute

October 2010

Pending

Customer Dispute

August 2010

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Troy is an independent contractor for CMS, referring property owners interested in loan negotiations or property sales, dedicating minimal time. He is also a managing member of IPA, an LLC trade name for securities business, and involved with CalDenver, LLC and TMR Thomas, Inc, both related to rental properties and property management, spending minimal time on each.

Employment History

Current Registrations

Mcdermott Investment Advisors, LLC

April 2013 - Present · 12 yrs 10 mos

Mcdermott Investment Services, LLCBroker

December 2012 - Present · 13 yrs 2 mos

Previous Registrations

Centaurus Financial, INC.

July 2009 - December 2012 · 3 yrs 5 mos

Centaurus Financial, INC.Broker

July 2009 - December 2012 · 3 yrs 5 mos

Direct Capital Securities, INC.Broker

November 2004 - July 2009 · 4 yrs 8 mos

Mcl Financial Group, INC.Broker

August 2003 - December 2004 · 1 yr 4 mos

State Registrations51 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.