Carla Roik is a registered investment advisor, based in Las Vegas, NV, with 20 years of industry experience.
Location
7881 W Charleston Blvd, Ste 155, Las Vegas, NV, 89117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carla is a partner at Legacy Wealth Group, LLC, and an Enrolled Agent at Ellsworth & Stout CPAs, dedicating about half her time to each. She also partners with Avantax to sell life insurance and sells/monitors equity indexed annuities, and is a co-trustee for a family trust and a board member for a homeowner's association.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Legacy Wealth Group
Previous Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Avantax Advisory Services
Avantax Investment Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.