Mark Stone is a registered investment advisor, based in Greenwood Village, CO, with 17 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
July 2017 - Present · 9 yrs
Empower Advisory Group, LLC
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
Gwfs Equities, INC.Broker
September 2014 - September 2015 · 1 yr
J.P. Morgan Institutional Investments INC.Broker
October 2011 - September 2014 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
July 2010 - June 2011 · 11 mos
Morgan Stanley & CO., IncorporatedBroker
April 2005 - June 2006 · 1 yr 2 mos
Morgan Stanley & CO., Incorporated
April 2005 - June 2006 · 1 yr 2 mos
American Express Financial Advisors INC.Broker
December 2003 - April 2005 · 1 yr 4 mos
Ids Life Insurance CompanyBroker
December 2003 - April 2005 · 1 yr 4 mos
American Express Financial Advisors, INC.
October 2003 - November 2003 · 1 mo
Ids Life Insurance CompanyBroker
October 2003 - November 2003 · 1 mo
American Express Financial Advisors INC.Broker
October 2003 - November 2003 · 1 mo
State Registrations2 states
CONE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.