Joseph Smith
Joseph Smith is a registered investment advisor at Smith Brothers Financial, LLC, based in Glastonbury, CT, with 19 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 350 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smith Brothers Financial charges an annual fee based on the value of your investments. This fee ranges from 0.25% to 1.50% depending on the complexity of services, the amount of assets managed, and the overall relationship. Fees may be negotiable.
Location
68 National Drive, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph operates Smith Brothers Financial, LLC as a DBA for his LPL business and provides investment advisory services through it, dedicating about 10-20% of his time. He also owns Smith Brothers Insurance, LLC, an insurance agency, and JBS/SBI, Inc. for tax/investment purposes.
Employment History
Current Registrations
Smith Brothers Financial, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.