Jacob Cate
Jacob Cate is a registered investment advisor at LPL Financial LLC, based in Downers Grove, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2655 Warrenville Road, Ste 110, Downers Grove, IL, 60515
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jacob is affiliated with Allers Morrison Insurance Agency since 2014. He also operates under Professional Wealth Advisors, LLC and PWA Financial Services, both DBAs for his LPL business, dedicating full-time hours to these investment-related activities, and about 10-20% of his time to non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Masus Financial Group, LTD.
LPL Financial LLC
Country Capital Management CompanyBroker
John Hancock Distributors LLCBroker
Linsco/private Ledger CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.