Ying Sun
Ying Sun is a registered investment advisor at Citigroup Global Markets INC., based in Saratoga, CA, with 19 years of industry experience. Ying operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
CWM Retail, Sales, 12948 Saratoga-Sunnyvale Road, Saratoga, CA, 95070
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Regulatory History (1)
Employment Separation After Allegations
May 2019Other Business Activities
Ying co-owns multiple rental properties in California, including properties in Discovery Bay, Oakley, Danville, Morgan Hill, and San Jose. These activities are investment-related and require minimal time commitment.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.