HF
HF

Hugo Flores

17 Years of Experience
Greenwood Village, CO
Broker

Hugo Flores is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 17 years of industry experience. Hugo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Empower Advisory Group, LLC
February 2016 - Present · 10 yrs 7 mos
Empower Financial Services, INC.
March 2014 - Present · 12 yrs 6 mos
Empower Financial Services, INC.Broker
March 2014 - Present · 12 yrs 6 mos
Previous Registrations
H. Beck, INC.Broker
May 2013 - January 2014 · 8 mos
H. Beck, INC.
May 2013 - January 2014 · 8 mos
Ameriprise Financial Services, INC.
January 2013 - April 2013 · 3 mos
Ameriprise Financial Services, INC.Broker
December 2012 - April 2013 · 4 mos
John Hancock Distributors LLCBroker
May 2007 - March 2008 · 10 mos
Princor Financial Services Corporation
February 2006 - April 2007 · 1 yr 2 mos
Princor Financial Services CorporationBroker
January 2004 - April 2007 · 3 yrs 3 mos
National Planning CorporationBroker
August 2003 - October 2003 · 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hugo Flores - Financial Advisor | TrueAdvisor