MK
MK

Michael Kramer

22 Years of Experience
Stamford, CT
Broker

Michael Kramer is a registered investment advisor, based in Stamford, CT, with 22 years of industry experience.

Location

2200 Atlantic Street, Suite 200, Stamford, CT, 06902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael serves as a trustee or successor trustee for several family trusts and client accounts, dedicating minimal time to these roles. He is also an Investment Advisor Representative (IAR) with NewEdge Wealth and receives compensation through MJK Advisors LLC, spending a significant amount of time on these investment-related activities.

Employment History
Current Registrations
New Edge Wealth
October 2023 - Present · 2 yrs 11 mos
Newedge Securities, LLCBroker
October 2023 - Present · 2 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2023 - October 2023 · 1 mo
J.P. Morgan Private Wealth Advisors LLC
February 2021 - October 2023 · 2 yrs 8 mos
First Republic Securities Company, LLCBroker
February 2021 - September 2023 · 2 yrs 7 mos
B Riley Wealth Management
March 2019 - February 2021 · 1 yr 11 mos
B. Riley Wealth ManagementBroker
November 2018 - February 2021 · 2 yrs 3 mos
B. Riley Fbr, INC.Broker
November 2017 - November 2018 · 1 yr
B. Riley & CO., LLCBroker
November 2015 - November 2017 · 2 yrs
B. Riley Capital Management
August 2013 - February 2021 · 7 yrs 6 mos
Ladenburg Thalmann Asset Management INC
July 2005 - September 2012 · 7 yrs 2 mos
Ladenburg Thalmann & CO. INC.Broker
May 2005 - November 2015 · 10 yrs 6 mos
Nbgi Securities INC.Broker
October 2003 - June 2005 · 1 yr 8 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Kramer - Financial Advisor | TrueAdvisor