SK
SK

Seema Kinra

17 Years of Experience
Denver, CO
Broker

Seema Kinra is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Denver, CO, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

210 University Boulevard, Ste 800, Denver, CO, 80206

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2023 - Present · 3 yrs 4 mos
Robert W. Baird & CO. Incorporated
January 2023 - Present · 3 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.
January 2020 - December 2022 · 2 yrs 11 mos
Raymond James & Associates, INC.Broker
July 2019 - December 2022 · 3 yrs 5 mos
Morgan StanleyBroker
June 2009 - August 2015 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
Ge Investment Distributors, INCBroker
December 2003 - January 2007 · 3 yrs 1 mo
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.