James Gainspoletti
James Gainspoletti is a CFP-designated registered investment advisor at Gainspoletti Wealth Planners, based in Cleveland, MS, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 183 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.85% |
Fees may be negotiable in some instances.
Fee Estimator
Location
805 W Sunflower Rd, Cleveland, MS, 38732
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a CPA providing tax and accounting services, and an Investment Adviser Representative for Gainspoletti Wealth Planners. He is also an outside agent for Ashford Advisors selling life and disability insurance, and a Registered Representative for Private Client Services. These activities take a few hours per week, nearly full-time, a few hours per week, and about a quarter of his time, respectively.
Employment History
Current Registrations
Gainspoletti Wealth Planners
Private Client Services, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.