Jennifer Riva-Kirk is a registered investment advisor at LPL Financial LLC, based in San Jose, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 Almaden Blvd., Ste. 950, San Jose, CA, 95113
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jennifer is involved in several business activities, including trust management, serving as a non-profit board member, and participating in a CPA affiliate program. She also provides investment advisory services through WCG Wealth Advisors, LLC and its DBAs, dedicating a few hours per week to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
The Wealth Consulting Group
Previous Registrations
LPL Financial LLCBroker
Redwitz Wealth Management Group
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.