John Floyd
John Floyd is a CFP-designated registered investment advisor at LPL Financial LLC, based in Morehead City, NC, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4459 Arendell St Unit 6, Morehead City, NC, 28557
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John co-owns real estate land with his brother through Weldon Wood, LLC since 2013. He is also an independent agent for non-variable insurance since 2016, dedicating a few hours per week, and an agent for Flat Lands Jessup Group since 2020, dedicating a few hours per week. Finally, John operates his LPL business under the DBA Marine Federal Financial Group since 2021, taking about a third of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Edward JonesBroker
State Registrations18 states
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