Sean Buxton
Sean Buxton is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Campbell, CA, with 22 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.
Location
1901 S Bascom Ave, Suite 1100, Campbell, CA, 95008
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Regulatory History (1)
Criminal
October 2000Other Business ActivitiesSells Insurance
Sean is involved in several outside business activities. He sells insurance products (life) through Baer & Bunger Financial and Insurance Services, LLC, dedicating minimal time. Sean also works full-time at Legacy Capital Group California doing fee-based financial planning and asset management, and serves as a board member for GMW Associates, spending minimal time.
Employment History
Current Registrations
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Integrity Alliance, LLC.Broker
React Investment Solutions, LLC
Lion Street Financial, LLCBroker
NFP Advisor Services, LLCBroker
Legacy Capital Group California, INC.
Beacon Pointe Wealth Advisors, LLC
Excelcia Financial Group, LTD.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Afa Financial Group, LLCBroker
Afa Advisor Services LLC
Primesolutions Securities, INC.Broker
Prime Solutions Securities, INC.
Private Consulting Group, INC.
Private Consulting Group, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
American Express Financial Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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