Sean Buxton
Sean Buxton is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Campbell, CA, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.
Location
1901 S Bascom Ave, Suite 1100, Campbell, CA, 95008
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Regulatory History (1)
Criminal
October 2000Other Business ActivitiesSells Insurance
Sean is involved in several outside business activities. He sells insurance products (life) through Baer & Bunger Financial and Insurance Services, LLC, dedicating minimal time. Sean also works full-time at Legacy Capital Group California doing fee-based financial planning and asset management, and serves as a board member for GMW Associates, spending minimal time.
Employment History
Current Registrations
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Integrity Alliance, LLC.Broker
React Investment Solutions, LLC
Lion Street Financial, LLCBroker
NFP Advisor Services, LLCBroker
Legacy Capital Group California, INC.
Beacon Pointe Wealth Advisors, LLC
Excelcia Financial Group, LTD.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Afa Financial Group, LLCBroker
Afa Advisor Services LLC
Primesolutions Securities, INC.Broker
Prime Solutions Securities, INC.
Private Consulting Group, INC.
Private Consulting Group, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
American Express Financial Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.