Sandra Austin is a registered investment advisor, based in Hickory, NC, with 21 years of industry experience.
Location
201 Government Ave. SW, Ste. 106, Hickory, NC, 28602
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sandra is an independent insurance agent for various companies since 2011, dedicating about 10-20% of her time. She also owns rental property and is an advisory representative of a RIA, spending about half her time managing client assets or preparing financial plans. Finally, she uses a trade name/dba with Enterprise Financial Network, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
Synergy Investment Group, LLC
Synergy Investment Group, LLCBroker
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Securities America, INC.Broker
Capital Investment Group, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.