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Michael Nichols

Eagle Strategies LLC
11 Years of Experience
Waltham, MA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Michael Nichols is a registered investment advisor at Eagle Strategies LLC, based in Waltham, MA, with 11 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

201 Jones Rd, 5th Floor, Waltham, MA, 02451

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History

Regulatory History (1)
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Customer Dispute
March 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is an insurance broker for non-registered insurance products since 2018, dedicating a few hours per week. He also volunteers for Family Promise Metrowest and is the treasurer for BNI Ultimate Success, spending a few hours per week on each activity.

Employment History
Current Registrations
Eagle Strategies LLC
May 2021 - Present · 5 yrs 5 mos
Nylife Securities LLCBroker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
AXA Advisors, LLCBroker
April 2004 - July 2004 · 3 mos
American Express Financial Advisors, INC.
December 2003 - January 2004 · 1 mo
American Express Financial Advisors INC.Broker
November 2003 - January 2004 · 2 mos
Ids Life Insurance CompanyBroker
November 2003 - January 2004 · 2 mos
State Registrations6 states
CTLAMANCNJRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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