Caroline Gaffney
Caroline Gaffney is a CFA, CFP-designated registered investment advisor at Atwater Wealth Management, INC., based in Boston, MA, with 17 years of industry experience. Caroline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 100 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.45% |
Fees may be negotiable based on previous relationships, aggregate level of assets, anticipated future earnings capacity, anticipated future additional assets, account composition, and negotiations with the client.
Fee Estimator
Location
176 Federal Street, 5th Floor, Boston, MA, 02110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Caroline acts as a power of attorney for her father, spending minimal time on this. She also operates under the DBA Atwater Wealth Management, and sells disability income insurance through Principal, dedicating minimal time to this activity.
Employment History
Current Registrations
Atwater Wealth Management, INC.
Previous Registrations
P.L.A.N.
LPL Financial LLC
State Registrations1 state
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