SP
SP

Stuart Pollak

19 Years of Experience
New York, NY
Broker

Stuart Pollak is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 19 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stuart provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, managed by Neuberger Berman Investment Advisers LLC. This is concurrent with Stuart's duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
May 2008 - Present · 18 yrs
Neuberger Berman Bd LLC
February 2007 - Present · 19 yrs 3 mos
Neuberger Berman Bd LLCBroker
February 2007 - Present · 19 yrs 3 mos
State Registrations45 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stuart Pollak - Financial Advisor | TrueAdvisor