MC
MC

Michael Clark

22 Years of Experience
Los Angeles, CA
Broker

Michael Clark is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Capital Client Group, INC.
April 2013 - Present · 13 yrs 1 mo
Capital Client Group, INC.Broker
May 2012 - Present · 14 yrs
Capital Client Group, INC.
May 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
August 2008 - March 2012 · 3 yrs 7 mos
Chase Investment Services CORP.Broker
August 2008 - March 2012 · 3 yrs 7 mos
Natcity Investments, INC.Broker
February 2007 - August 2008 · 1 yr 6 mos
Natcity Investments, INC.
February 2007 - August 2008 · 1 yr 6 mos
Ameriprise Financial Services, INC.
April 2004 - February 2007 · 2 yrs 10 mos
Ameriprise Financial Services, INC.Broker
November 2003 - February 2007 · 3 yrs 3 mos
Ids Life Insurance CompanyBroker
November 2003 - July 2006 · 2 yrs 8 mos
Woodbury Financial Services, INC.Broker
September 2003 - October 2003 · 1 mo
State Registrations5 states
CAILMNNYWI
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Clark - Financial Advisor | TrueAdvisor