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Violeta Emmanuel

21 Years of Experience
Charlotte, NC
Broker

Violeta Emmanuel is a registered investment advisor, based in Charlotte, NC, with 21 years of industry experience.

Location

1030 Admiral Nelson Ct, Charlotte, NC, 28262

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Violeta owns Innerarity Enterprise, an LLC for rental property, since 2020. She dedicates minimal time to this activity and has no active duties.

Employment History
Current Registrations
Vanguard Marketing Corporation
January 2019 - Present · 7 yrs 4 mos
Vanguard Advisers, INC.
January 2019 - Present · 7 yrs 4 mos
Vanguard Marketing CorporationBroker
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2005 - August 2018 · 13 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2004 - August 2018 · 14 yrs 4 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.