James Clark is a registered investment advisor at Private Advisor Group, LLC, based in Fairfield, CT, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
Fairfield, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James operates under two DBAs for his LPL business: Stonedam Financial Advisors, taking nearly full-time hours, and Stonedam Asset Management LLC. He also works as a fitness and soccer coach for the Fairfield Parks and Recreation Department.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
UBS Securities LLCBroker
State Registrations6 states
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