Leo Cunningham is a CFP-designated registered investment advisor at Main Street Financial, based in Purchase, NY, with 13 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 98 clients with $71M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.50% |
| $200K - $400K | 1.25% |
| $400K - $600K | 1.00% |
| $600K - $800K | 0.80% |
| $800K - $1.3M | 0.60% |
| $1.3M+ | 0.50% |
Fees may be negotiable at the sole discretion of Main Street Financial. Fees take into consideration aggregate assets under management with the advisor.
Fee Estimator
Location
2500 Westchester Ave, Suite 107, Purchase, NY, 10577
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Leo works as an on-call flight simulator instructor for CAE Inc. since 2018 and as an on-call pilot for Clay Lacey since 2020. These activities are not investment-related.
Employment History
Current Registrations
Main Street Financial
Previous Registrations
Main Street Financial
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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