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William Markovich

Ameriprise Financial Services, LLC
22 Years of Experience
Cody, WY
1 DisclosureBroker
View SEC Summary
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William Markovich is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cody, WY, with 22 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1139 Rumsey Ave, Cody, WY, 82414-3661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is associated with LFP Consulting, LLC, which serves as an operating entity for payroll and benefits. This activity requires about 60 hours per month.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 8 mos
Ameriprise Financial Services, LLCBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Commonwealth Financial Network
October 2017 - March 2025 · 7 yrs 5 mos
Commonwealth Financial NetworkBroker
October 2017 - March 2025 · 7 yrs 5 mos
Commonwealth Financial Network
October 2017 - October 2017 · 0 mos
Investment Centers of America, INC.
July 2012 - October 2017 · 5 yrs 3 mos
Investment Centers of America, INC.Broker
July 2012 - October 2017 · 5 yrs 3 mos
Raymond James Financial Services Advisors, INC
August 2009 - July 2012 · 2 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2009 - July 2012 · 2 yrs 11 mos
Invest Financial Corporation
January 2005 - August 2009 · 4 yrs 7 mos
Invest Financial CorporationBroker
January 2005 - August 2009 · 4 yrs 7 mos
Waddell & Reed, INC.
March 2004 - January 2005 · 10 mos
Waddell & Reed, INC.Broker
October 2003 - January 2005 · 1 yr 3 mos
State Registrations32 states
AKALARAZCACOFLIAIDINKSKYLAMIMNMOMSMTNDNENMNVOHOKORSDTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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