Kari Lusby
Kari Lusby is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Francisco, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
555 California St, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kari is the President of Crusade for Cures Foundation, a non-profit organization that raises funds for medical research. She facilitates board meetings and attends fundraising events, dedicating minimal time to this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Voya Financial Partners, LLCBroker
Voya Financial Partners, LLC
MML Distributors, LLCBroker
Nationwide Investment Advisors, LLC
Nationwide Investment Services CorporationBroker
Nationwide Investment Advisors, LLC
Nationwide Investment Services CorporationBroker
1st Global Capital CORP.Broker
1st Global Advisors INC
Intersecurities, INC.
Intersecurities, INC.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.