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Christopher Todd

21 Years of Experience
Charlotte, NC
Broker

Christopher Todd is a registered investment advisor at Cetera Investment Advisers LLC, based in Charlotte, NC, with 21 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

215 N Pine Street, Suite 410, Charlotte, NC, 28202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
May 2015 - May 2021 · 6 yrs
Summit Brokerage Services, INC.Broker
May 2015 - September 2019 · 4 yrs 4 mos
Capital Guardian Wealth Management, LLC
September 2009 - May 2015 · 5 yrs 8 mos
Capital Guardian, LLCBroker
September 2009 - May 2015 · 5 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.Broker
June 2006 - June 2009 · 3 yrs
Citigroup Global Markets INC.
June 2006 - June 2009 · 3 yrs
Morgan Stanley
June 2004 - January 2006 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
June 2004 - January 2006 · 1 yr 7 mos
Ids Life Insurance CompanyBroker
March 2004 - April 2004 · 1 mo
American Express Financial Advisors INC.Broker
March 2004 - April 2004 · 1 mo
State Registrations4 states
FLNCNJSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Todd - Financial Advisor | TrueAdvisor