Benjamin Capers
Benjamin Capers is a registered investment advisor at Gwn Securities INC., based in Ridgeland, SC, with 20 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Ridgeland, SC
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Regulatory History (1)
Customer Dispute
May 2012Other Business ActivitiesSells Insurance
Benjamin owns Paint United and is a pastor at G.S.C.C. He also owns Capers Financial Group, LLC, where he sells securities, life insurance, long-term care, disability income insurance, health insurance, equity index annuities, and fixed annuities, taking about 10-20% of his time. Additionally, he works as a salesperson for Wholesale Benefits Association (WBA) and as a package handler for FedEx Ground.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.